Assistant Vice President, Compliance
|Job Title:||Assistant Vice President, Compliance|
|Contact Name:||Georgina Whicher|
|Job Published:||December 21, 2018 15:08|
As part of its overall growth and expansion strategy, the business is reviewing its compliance framework, policies and procedures. This presents a unique opportunity to help set foundations for a new compliance function that is business supportive, highly skilled, responsive, scalable and best in class.
Based in the central London office and reporting to Global Head of Compliance & Risk, you will be responsible for reviewing, updating and overseeing the compliance framework, policies and procedures, acting as a business advisor and enabler.
You will help execute the overall Compliance & Risk Strategy including but not limited to -
*Helping to design, update and take ownership of compliance procedures
*Providing education and training to the business
*Preparing compliance data and MI
*Assisting with the maintenance of various registers, such as Gifts & Entertainment, Complaints and others
*Assisting with SMCR and Brexit related tasks
*Assisting with the FCA authorisation process
*Responding to a range of FCA, Lloyd's of London and other regulatory questions and issues
*Keeping up to date with regulatory developments and communications
*Assisting with the preparation and collation of board papers and meeting packs
The role will suit a mid-level compliance professional with experience in the insurance or reinsurance industry. Legal experience is preferred as is experience of Lloyds of London.
You will be a proactive, forward looking, analytical and collaborate team player with the ability to make risk-based judgements with limited supervision.
In return you will receive a competitive salary and package, a varied and diverse workload, and the opportunity to drive change in a dynamic and agile environment.
To find out more about the role please email your CV to firstname.lastname@example.org
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